Always Available Online Securities Partner info has partnered with

RegEd for Securities Licensing Training

RegEd is a nationally recognized company with proven expertise in helping people pass their securities licensing exams the first time.  RegEd has an innovative approach to securities training and all of their fine programs can be ordered online though our website. I believe you will find their programs to be very reasonably priced and you have the convenience of ordering and paying online through the 'Securities Courses' area of our website.

By clicking on the 'Securities Courses' button you are linking to our private web page where you can order securities licensing training courses that will enable you to pass the licensing exams for the Series 6, Series 7, Series 24, Series 26, Series 63, Series 65, Series 66 and Series 9/10.

RegEd offers flexible training options which include

Self-Study Guides which are updated on a regular basis.

Online and CD-ROM

Live Virtual Classroom Training. Attend the classroom through the internet connection on your computer and a toll-free telephone conference line.

And Coming Soon:

Virtual Classroom On Demand. Recordings of live virtual classes that simulate a brick and mortar classroom and may be viewed at your convenience. They give you a classroom-like experience in a self-study format and expand on the material covered in the study guide by giving you real-world examples to enhance your learning experience.

Quality securities licensing training that has reasonable cost, convenience and a proven successful track record.  We are proud and pleased to bring this to you, our valued clients.


Victor Bradley

The following guide briefly describes the content and type of each securities licensing exam preparation program which is available:

Securities License Types

.      Series 6 - Investment Company/Variable Contracts Limited

This license qualifies individuals to transact business in variable contacts and investment company products: mutual funds, variable annuities, and variable life insurance. (NOTE:  Sales of variable products also requires a state insurance license.)

.      Series 7 - General Securities Representative Exam

General Securities Registered Representative (RR) - This license allows its holders to transact business in most securities, including stocks, bonds, options, mutual funds and variable annuities.  (NOTE:  Sales of variable products also requires a state insurance license.)

.      Series 24 - General Securities Principal Exam

This license qualifies individuals to register as general securities principals in order to manage or supervise the member's investment banking or securities business for corporate securities, direct participation programs, and investment company products/variable contracts.  (Manager of a Series 7 Registered Representative)

.      Series 26 - Investment Company/Variable Contracts Principal

This license qualifies an individual who will function as a principal for the solicitation, purchase, and/or sale of redeemable securities of companies registered pursuant to the Investment Company Act of 1940; securities of closed-end companies registered pursuant to the Investment Company Act of 1940 during the period of original distribution only; and variable contracts and insurance premium funding programs and other contracts issued by an insurance company.  (Manager of a Series 6 Registered Representative)

.      Series 63 - Uniform Securities Agent (State Law Examination)

'Blue Sky Laws' Most states require this exam in addition to the Series 6 or 7 to become registered to transact business in their state (uniform exam that only needs to be passed once to qualify in every state). Rep pays a registration fee to each state they do business in after passing the exam.

.      Series 65 - Uniform Investment Adviser Law Exam

Investment Advisor Exam. The IA designation allows holders to collect fee-based income from wrap accounts or to charge a specific fee for investment advice. This fee is imposed without regard to whether the customer makes an investment. An individual who has earned a Series 6 or Series 7, but not a Series 65, may not collect fee-based income without this (or another appropriate) designation.

.      Series 66 - Uniform Combined State Law Examination

(Combines Series 63 & 65 into one test) Many Series 7 reps take this exam instead of the Series 63 & 65 separately.

.      Series 9/10 - General Securities Sales Supervisor Exam

(NYSE Exam) General Securities Sales Supervisor Examination. Qualifies an individual to    supervise sales activities of a broker/dealer. Series 9 is for options and Series 10 is for general sales supervision and municipal securities.

Copyright © 2018 Bradley Enterprises - 2608 Newby Rd - Huntsville, AL . 35805, all rights reserved.
Copyright includes this website, all related web pages and any materials delivered as a part of our
training courses. Our students purchase a temporary license for proprietary intellectual property
as a part of our online training courses; therefore all sales are considered final. We do not extend
any offer for refund on our courses other than as stated on our website. Our securities training classes
are sold through RegEd and are therefore subject to RegEd's refund policy as stated in their materials.

It is entirely the responsibility of the student to apply the materials
as instructed to be successful with their state exam.
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